WebSubstituted compliance provides a method by which non-U.S. SBS Entities may fulfil certain requirements of the SBS Regulatory Regime by complying with corresponding non-U.S. rules applicable to SBS, which the non-U.S. SBS Entity is subject to in its home jurisdiction. In order for a non-U.S. SBS Entity to be able to comply with regulatory WebThe Commodity Futures Trading Commission has approved a series of broad comparability determinations that would permit substituted compliance with non-U.S. regulatory …

Rules that apply to firms and fund operators in the TPR FCA

WebSubstituted compliance. Article 13 of EMIR provides for the legal, supervisory and enforcement arrangements of a third country to be declared (i) equivalent to the EMIR … Web5 Apr 2024 · Substituted compliance does not constitute exemptive relief, but instead provides an alternative method by which non-U.S. dealers and major participants may … jcsu education

Dodd-Frank Requirements for Non-U.S. Swap Dealers and …

WebSubstituted compliance is available if either SFC or HKMA issues a comparability determination or if the foreign jurisdiction is deemed comparable. Margin rules of WGMR … Web31 Mar 2016 · The Guideline permits substituted compliance for a Covered FRFI trading with a foreign Covered Entity where the Covered FRFI: is required to comply with, and has complied with, the margin requirements imposed on the foreign Covered Entity by a foreign jurisdiction that have been implemented through published laws, rules or regulation and Web19 Apr 2024 · Attachment D — Substituted compliance Authority 1. This Prudential Standard is made under: (a) section 11AF of the Banking Act 1959 (Banking Act); (b) section 32 of the Insurance Act 1973 (Insurance Act); (c) section 230A of the Life Insurance Act 1995 (Life Insurance Act); and luthers werk als reformator